Transaction Advisory & Structuring
At ARK Root, we specialize in guiding businesses - from high-growth startups to established enterprises - through complex financial transactions. Our goal is to maximize value, ensure compliance, and align transactions with your strategic objectives. With a holistic, cross-functional approach, we support you through every phase of the deal lifecycle - from due diligence to post-deal integration.
Due Diligence
Our thorough due diligence process uncovers both risks and opportunities - enabling informed decision-making and smoother negotiations.
Vendor Due Diligence
Evaluating your business from a buyer’s lens to identify potential red flags and enhance your valuation.
Financial & Tax Due Diligence
Analyzing historical financials, tax positions, and compliance issues to validate the deal’s financial integrity.
Legal Due Diligence
Reviewing contracts, corporate structure, statutory compliance, and litigation risks to ensure legal soundness.
Operational Due Diligence
Assessing internal processes, systems, and team capabilities to ensure operational efficiency and scalability.
Commercial Due Diligence
Evaluating market position, competitive landscape, and customer dynamics to validate growth potential and business sustainability.
Transaction Agreements
We draft and negotiate robust documentation that protects your interests and accelerates deal closure.
Term Sheets
Key commercial terms of the
transaction
Share Subscription Agreements (SSA)
Terms of new equity
issuance
Shareholders' Agreements (SHA)
Post-deal rights and obligations of all stakeholders
Share Purchase Agreements (SPA)
Governing equity transfers between parties
Debt Financing Documents
Loan agreements, debentures, convertible notes, and more.
Closing Actions
We manage and execute all formalities needed to bring your transaction to a smooth close.
ROC Filings
Ensuring timely and accurate submission of statutory returns and documents with the Registrar of Companies.
Amendments to Articles of Association (AOA)
Drafting and filing changes to the company’s AOA to reflect evolving business needs and regulatory compliance.
Valuation Reports (CA/CFA certified)
Providing certified valuations for fundraising, compliance, or strategic decision-making by qualified professionals.
Offer Letters and Employment Contracts
Creating legally sound and compliant employment documents to define roles, responsibilities, and terms clearly.
Founders’ Agreements & Equity Alignment
Structuring founder roles, responsibilities, and equity distribution to ensure alignment and prevent future conflicts.
Capital Structuring
We help design capital structures that support growth, incentivize talent, and maintain governance balance.
Capital Restructuring – Optimizing
Debt-Equity Mix
Rebalancing the company’s capital structure to improve financial stability and reduce cost of capital. We help align funding strategies with business growth and investor expectations.
ESOP Design & Implementation – Structuring Equity-Based Incentives
Customizing Employee Stock Option Plans (ESOPs) to attract & retain top talent, including full implementation, documentation, valuation, and ensuring compliance with relevant laws.
Direct & Indirect Tax Structuring
Our tax experts provide end-to-end support to ensure your transaction is tax-efficient and regulatorily compliant.
Strategic Tax Planning
Strategic tax planning minimizes liabilities, maximizes savings, and aligns tax strategies with long-term financial and business objectives for optimal growth.
GST Structuring & Advisory
GST structuring and advisory optimize tax efficiency, ensure compliance, and provide tailored solutions to meet your business’s specific needs.
Tax Filings and Compliances
Accurate and timely tax filings, regulatory compliance, and documentation support to ensure adherence to legal and financial obligations.
Government Incentives & Tax Credits
Identifying and securing eligible government incentives, subsidies, and tax credits to maximize financial benefits and business growth.
Why Choose ARK Root for
Transaction Advisory & Structuring?
End-to-End Deal Support
From diligence to closing - we cover every detail of the deal lifecycle.
Strategic & Commercial Insight
We don’t just check boxes - we evaluate how the deal fits into your financial and operational roadmap.
Multi-Disciplinary Expertise
Financial analysts, lawyers, and tax specialists work together to deliver integrated, actionable solutions.
Agile Yet Thorough
We deliver timely results without compromising on quality or accuracy.
Tailored for Tax & Compliance Efficiency
Our structuring ensures minimum tax burden, maximum value retention.
Trusted by Startups, SMEs & Corporates
Our track record spans across industries - serving founders, promoters, investors, and CXOs alike.
Planning a deal or raising capital?
Let’s structure it right. Reach out to us and get expert-led guidance at every step.
Get in Touch